AARON JOHN CALDWELL

Financial Adviser · Sydney, NSW

Registered

Registration Number

001298249

Registration Status

Registered

Location

Sydney, NSW 2000

Providing Advice Since

2023

Registration Date

01/08/2022

Financial Services Licensee

MERCURY PRIVATE PTY LTD

Licence #000473466

📚 Qualifications & Training

2017 - Bachelor of Commerce - Bachelor Honours Degree (AQF 8) - University of Wollongong
2018 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional
2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.