AARON ROSS-CONNOLLY
Financial Adviser · East Perth, WA
📚 Qualifications & Training
2003 - Graduate Diploma of Applied Finance and Investment - - The Securities Institute of Australia
2004 - ADA2 - - KAPLAN
2017 - DFP5v2 Tax for Financial Advising/ TASACLv1 Commercial Law - - KAPLAN
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN
2019 - Margin Lending Skills - - KAPLAN
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.