ABHISHEK GUPTA

Financial Adviser · Moonee Ponds, VIC

Registered

Registration Number

001270201

Registration Status

Registered

Location

Moonee Ponds, VIC 3039

Providing Advice Since

2009

Registration Date

01/02/2020

Financial Services Licensee

PGW FINANCIAL SERVICES PTY LTD

Licence #000384713

📚 Qualifications & Training

2007 - Master of Commerce - Masters Degree (AQF 9) - The University of Queensland
2009 - Diploma of Financial Services - - Mentor Education
2018 - Advanced Diploma In Financial Planning - Advanced Diploma (AQF 6) - Mentor Education
2020 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education
2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional

🏢 Professional Memberships

CPA Australia (CPA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.