ADAM JOHN MALCOLM UREN
Financial Adviser · Perth, WA
📚 Qualifications & Training
2015 - Tier 1 Margin Lending - Personal Advice - Professional Designations - Kaplan
2020 - National DTR Accreditation - Professional Designations - Stockbrokers and Investment Advisers Association
2022 - Certificate in Governance Practice - Graduate Certificate (AQF 8) - Governance Institute of Australia
2025 - Financial Adviser Exam - Other - ASIC
2025 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.