ALAN BAN SENG KHAW
Financial Adviser · Gladesville, NSW
📚 Qualifications & Training
1995 - Certified Practising Accountant - Professional Designations - CPA Australia
1998 - Master of Commerce (in Advanced Information Systems) - Masters Degree (AQF 9) - The University of New South Wales
2006 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
2006 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited
2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
🏢 Professional Memberships
CPA Australia (CPA)
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.