ALAN HAROLD KLEIN
Financial Adviser · Bondi Junction, NSW
📚 Qualifications & Training
2006 - Advanced Diploma of Financial Services (FinancialPlanning) FNS 60404 - - Kaplan Professional Education
2010 - Certified Financial Planner 4 - - FPA
2014 - Certificate IV Finance and Mortgage Broking FNS40811 - - AAMC Training Group
2015 - Self Managed Superannuation Funds - - Mentor Education
2017 - RG146 Tier 1 Specialist Margin Lending Course - - International Institute of Technology
2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
NSW Buisness Chamber
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.