ALEXANDER JAMES HAWES
Financial Adviser · Brisbane City, QLD
📚 Qualifications & Training
2017 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education Pty Ltd
2017 - Master of Science (Finance and Investment) - Masters Degree (AQF 9) - Loughborough University
2021 - FPE016 Self Managed Super Funds - Other - Kaplan Higher Education Pty Limited
2022 - FPE011 Debt Strategies - Other - Kaplan Higher Education Pty Limited
2024 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited
2024 - FPC006 Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education Pty Limited
2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
2025 - FPC007B Client Engagement Skills - Bridging Course - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.