ALISON CHRISTINE O'GRADY
Financial Adviser · East Melbourne, VIC
📚 Qualifications & Training
2006 - Bachelor of Business (marketing) - Bachelor Degree (AQF 7) - Monash University
2010 - Graduate diploma in Applied Finance - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
2016 - Professional Diploma in Stockbroking - Professional Designations - SAFAA
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education
2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education
2025 - TFA Tax for Financial Advising - Other - Kaplan Professional
🏢 Professional Memberships
FINSIA Associate
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.