ALISON JOY SMITH
Financial Adviser · Barton, ACT
📚 Qualifications & Training
1992 - Bachelor of Commerce in Accounting - - University of Canberra
1998 - Chartered Accountant - - Institute of Chartered Accountants
2004 - Graduate Diploma in Company Secretarial Practice - - Chartered Secretaries Australia
2007 - Diploma in Financial Services (Financial Planning) - - Tribeca
2015 - Certified Financial Planner - - Financial Planning Association
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Chartered Accountants Australia and New Zealand (CA ANZ)
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.