ANDREW CHARLES THOMPSON
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2004 - PS146 - - Tribeca Learning
2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Ltd
2011 - Margin Lending and Geared Investments - - Kaplan Professional Education
2015 - TASA and the TPB Code of Professional Conduct - - Kaplan Professional Education
2021 - Relevant Provider Exam - Other - FASEA
2026 - Commercial Law - Other - Kaplan
2026 - Tax for Financial Advising - Other - Kaplan
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.