ANDREW DOUGLAS MARTON SWAFFER
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1994 - Bachelor of Accountancy - Bachelor Degree (AQF 7) - University of South Australia
1996 - Bachelor of Accountancy (Honours) - Bachelor Honours Degree (AQF 8) - University of South Australia
2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute - FINSIA
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.