ANDREW HARRIS

Financial Adviser · Mona Vale, NSW

Registered

Registration Number

001265409

Registration Status

Registered

Location

Mona Vale, NSW 2103

Providing Advice Since

2018

Registration Date

11/06/2019

Financial Services Licensee

THE ADVICE EXCHANGE PTY LTD

Licence #000278937

📚 Qualifications & Training

1996 - Bachelor of Commerce (Finance/ Commercial Law) - Bachelor Degree (AQF 7) - Deakin University
2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan
2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan
2018 - SMSF - - Kaplan
2025 - Ethics & Professionalism - Bridging Course - Ethics - Kaplan

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.