ANDREW JAMES CAULFIELD
Financial Adviser · Sutherland, NSW
📚 Qualifications & Training
2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia
2009 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Mortgage & Finance Association of Australia (MFAA)
2013 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Institute of Strategic Management
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.