ANDREW JAMES FALK
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2002 - Diploma of Financial Markets - - Securities Institute Education
2005 - ASX Accredited Derivatives Adviser Level 1 - - Tribeca
2011 - Margin Lending and Geared Investments - - Kaplan Professional Education
🏢 Professional Memberships
Finsia
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.