ANDREW JAMES MARTIN

Financial Adviser · Sydney, NSW

Registered

Registration Number

001004291

Registration Status

Registered

Location

Sydney, NSW 2000

Providing Advice Since

2002

Registration Date

20/10/2008

Financial Services Licensee

PEAK INVESTMENT HOLDINGS PTY LTD

Licence #000304008

📚 Qualifications & Training

1982 - BACHELOR OF ECONOMICS - - UNIVERSITY OF SYDNEY
1989 - ASSOCIATE DIPLOMA IN FINANCE & INVESTMENT - - SECURITIES INSTITUTE OF AUSTRALIA
2003 - CERTIFICATE COMPETANCY RG146 SECURITIES,DERIVATIVES,FIN PLANNING, SUPER, MIS - - QUANTUM
2015 - CERTIFICATE OF ATTAINMENT MARGIN LENDING TIER 1 - - DEAKIN PRIME
2016 - INVESTMENT MANAGEMENT WORKSHOP - - HARVARD BUSINESS SCHOOL/CFA INSTITUTE
2021 - FASEA Financial Adviser Exam - Other - FASEA

🏢 Professional Memberships

Chartered Accountants Australia and New Zealand (CA ANZ)
Chartered Financial Analyst Institute (CFA Institute)
Chartered Institute for Securities and Investment
Stockbrokers and Investment Advisers Association (SIAA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.