ANDREW JAMES ROCHESTER
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1996 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Education
2000 - Accredited Derivatives Adviser Level 2 Exam - Other - Australian Stock Exchange
2002 - Managed Investments & Superannuation Module - Other - Securities Institute Education
2010 - Margin Lending Accreditation Program - Other - Stockbrokers Association of Australia
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
🏢 Professional Memberships
Financial Services Institute of Australasia
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.