ANDREW JOHN KEAY
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1987 - Bachelor of Business - Bachelor Degree (AQF 7) - Edith Cowan University
2002 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute
2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Three Sixty
2003 - Policy Statement 146 Knowledge Assessment - Certificate (AQF 1-4) - Integratec (Aust)
2012 - DPDR- Derivatives - Certificate (AQF 1-4) - Pinnacle Financial Services Academy
2012 - DPML Margin Lending - Certificate (AQF 1-4) - Pinnacle Financial Services Academy
2017 - DFPv2 Tax for Financial Advising - Other - Kaplan Professional
2017 - TASACLv1 Commercial Law - Other - Kaplan Professional
2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.