ANDREW MARK SMITH
Financial Adviser · Matraville, NSW
📚 Qualifications & Training
2005 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Australia
2007 - ASX Listed Products Accreditation course - - ASX & Savings Factory
2007 - Financial Essentials Self-Managed Superannuation Fund - Certificate (AQF 1-4) - Financial Essentials
2015 - Margin Lending and Geared Investments - - Kaplan Education Pty Ltd
2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.