ANDREW SEAN THOMAS
Financial Adviser · Newcastle, NSW
📚 Qualifications & Training
2012 - Bachelor of Business (International Business) - Bachelor Degree (AQF 7) - University of Newcastle
2012 - Bachelor of Commerce (Economics & Finance) - Bachelor Degree (AQF 7) - University of Newcastle
2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
2015 - Specialist SMSF Course - Other - SuperConcepts & university of Adelaide
2015 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Professional
2016 - Accredited Listed Product Adviser Program - Other - Kaplan Professional
2018 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional
2020 - Ethics in Financial Services Course (GSBS6516) - Bridging Course - Ethics - University of Newcastle
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.