ANN LE
Financial Adviser · Noble Park, VIC
📚 Qualifications & Training
2011 - Bachelor of Arts and Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University
2014 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional
2017 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Professional
2022 - Ethics and Professionalism in Financial Advice (FPC002B) - Bridging Course - Ethics - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.