ANNE DALTON
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
1986 - Bachelor of Arts - Bachelor Degree (AQF 7) - La Trobe University
2001 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University
2004 - Certified Financial Planner - Diploma (AQF 5) - Deakin University
2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan
2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.