ANNE MARIE GRAHAM

Financial Adviser · Hawthorn, VIC

Registered

Registration Number

000245962

Registration Status

Registered

Location

Hawthorn, VIC 3122

Providing Advice Since

1999

Registration Date

05/07/2019

Financial Services Licensee

SWM (AUST) PTY LTD

Licence #000515107

ABN (Australian Business Number)

47050871729

📚 Qualifications & Training

1998 - Certified Practising Accountant - Professional Designations - CPA Australia
2001 - Certified Financial Planner - Professional Designations - FAAA
2002 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia
2005 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia
2014 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional Education
2019 - Financial Adviser Exam - Other - FASEA
2025 - Ethics and Professionalism in Financial Advice - FPC002B - Bridging Course - Ethics - Kaplan Professional

🏢 Professional Memberships

CPA Australia (CPA)
Financial Advice Association of Australia (FAAA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.