ANNE-MARIE HUMPHRIES
Financial Adviser · Albury, NSW
📚 Qualifications & Training
1986 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Queensland
1992 - Graduate Diploma in Agribusiness - Graduate Diploma (AQF 8) - Monash University
2001 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - FPA
2004 - Certified Financial Planner (CFP) Education Program - Professional Designations - Financial Advice Association Australia
2005 - Self Managed Superannuation Funds Course - Other - Tribeca Learning
2009 - SMSF Specialist Advisor (SSA) Accreditation Program - Professional Designations - SMSF Professionals' Association of Australia
2011 - Margin Lending and Geared Investments Course - Other - Kaplan Professional
2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited
2020 - FPC002B - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Certified Financial Planner (CFP) of FAAA
SMSF Specialist Advisor (SSA) of SMSF Association
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.