ANTHONY JAMES SMITH
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2007 - Bachelor of Business (Applied Finance) - Bachelor Degree (AQF 7) - University Of Western Sydney
2008 - Certified Financial Planner - Professional Designations - FPA
2009 - Diploma In Stockbroking - Diploma (AQF 5) - Stockbrokers Association Of Australia
2015 - SPAA SMSF Specialist - Professional Designations - SPAA
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.