ANTHONY NORMAN RICHARD-PRESTON
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2001 - Diploma of Financial Planning - - Deakin University
2003 - Bachelor of Commerce (Accounting, Banking & Finance) - Bachelor Degree (AQF 7) - Griffith University
2003 - Bachelor of Laws - Bachelor Degree (AQF 7) - Griffith University
2007 - Master of Laws (Corporate, Commercial & Tax) - Masters Degree (AQF 9) - University of New South Wales
2018 - Certificate IV in Finance and Mortgage Broking - - Kaplan
🏢 Professional Memberships
Finance Brokers Association of Australia (FBAA)
Financial Advice Association of Australia (FAAA)
Financial Services Institute of Australia
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.