ASHAN PIO JAMES
Financial Adviser · Docklands, VIC
📚 Qualifications & Training
2001 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University of Technology
2002 - Master of Business - Masters Degree (AQF 9) - Victoria University of Technology
2016 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Deakin University
2018 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology
2019 - Ethics and Professionalism In Financial Advice - Bridging Course - Ethics - Kaplan Professional
2022 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology
2025 - Commercial Law - Other - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.