ASHLEIGH SWAYN
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1997 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University
2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia
2010 - Margin Lending and Geared Inv. - Diploma (AQF 5) - Kaplan
2018 - Master of Business Administration - Masters Degree (AQF 9) - Macquarie University
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.