ASHLEY WARREN BAUM
Financial Adviser · Perth, WA
📚 Qualifications & Training
2006 - Bachelor of Commerce (Economics & Financial Planning) - Bachelor Degree (AQF 7) - Curtin University of Technology
2010 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional
2012 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia
2013 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2025 - Commercial Law - Certificate (AQF 1-4) - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.