BEN WARREN
Financial Adviser · Coffs Harbour, NSW
📚 Qualifications & Training
2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New England
2007 - Bachelor of Law - Bachelor Degree (AQF 7) - University of New England
2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca
2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited
2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited
2014 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Finance & Related Services Training Academy (FARSTA)
2015 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.