BENJAMIN CHARLES JAMES
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
1997 - B.Business (Banking & Finance) - Bachelor Degree (AQF 7) - Monash University
2002 - SDIA Accreditation Program RG146 - Diploma (AQF 5) - Deakin & SDIA
2010 - Margin Lending Accreditation Program - Certificate (AQF 1-4) - Deakin & Stockbrokers and Financial Advisers Association
2010 - Professional Diploma in Stockbroking - Professional Designations - Stockbrokers and Financial Advisers Association (SAFAA)
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.