BENJAMIN RICHARD LETHAM
Financial Adviser · Wickham, NSW
📚 Qualifications & Training
2004 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Newcastle
2006 - Superannuation & Retirement Planning SUB-514899 - Other - Kaplan Professional
2010 - Estate Planning SUB-514901 - Other - Kaplan Professional
2010 - Investment Planning 2 SUB-514902 - Other - Kaplan Professional
2010 - Margin Lending & Geared Investments Statement of Attainment - - Kaplan Professional
2011 - Self Managed Superannuation Funds Statement of Attainment - - Kaplan Professional
2012 - 925 Life Insurance & Skills SUB514953 - Other - Kaplan Professional
2012 - Advanced Diploma Skills (Financial Planning) SUB-514905 - Other - Kaplan Professional
2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.