BENJAMIN SHAW
Financial Adviser · Penrith, NSW
📚 Qualifications & Training
1999 - Financial Planning Principles and Practice Course - Other - Securities Institute Education
2001 - Diploma of Financial Planning (8 units) - Advanced Diploma (AQF 6) - FPA Australia
2005 - Certified Financial Planner (CFP) Education Program - Professional Designations - FPA Australia
2005 - Policy Statement 146 Knowledge Assessment - Other - Tribeca Learning
2009 - Regulatory Guide 146 Skills Assessment - Other - Kaplan Professional
2011 - Margin Lending and Geared Investments Course - Other - Kaplan Professional
2013 - Self Managed Superannuation Funds Course - Other - Kaplan Professional
2019 - Ethics and Professionalism in Financial Advice Course (FPC002B) - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Certified Financial Planner (CFP) of FAAA
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.