BRETT ANTHONY SURMAN
Financial Adviser · Como, WA
📚 Qualifications & Training
2008 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Ltd (Historical FINSIA)
2009 - Graduate Diploma in Applied Finance - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd
2017 - CFP Certification Program (5 Unit) - Professional Designations - Financial Advice Association of Australia Limited (formerly FPA)
2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd
2025 - TASACL Commercial Law - Other - Kaplan Education Pty Ltd
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.