BRETT DOUGLAS WALDOCK

Financial Adviser Ā· Malaga, WA

Registered

Registration Number

001233715

Registration Status

Registered

Location

Malaga, WA 6090

Providing Advice Since

2015

Registration Date

14/03/2022

Financial Services Licensee

HAVANA FINANCIAL SERVICES PTY LTD

Licence #000500435

šŸ“š Qualifications & Training

2015 - Diploma of Financial Planning - - AAMC Training Group
2018 - Advanced Diploma of Financial Planning - - Mentor Education
2018 - Australian Taxation Law - - Mentor Education
2018 - Commerical Law - - Mentor Education
2020 - Self Managed Superannuation Fund Advice - Certificate (AQF 1-4) - Mentor
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional

ā„¹ļø What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.