BRETT JAMES ULRICK
Financial Adviser · Ballina, NSW
📚 Qualifications & Training
1996 - Bachelor of Business (Accounting) - - Southern Cross University
2003 - Post Graduate Diploma Financial Planning - - Securities Institute of Australia
2005 - Derivatives Level 1 & 2 - - ASX
2014 - Certified Financial Planner - - Financial Planning Association
2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.