BRIAN BATES
Financial Adviser · Perth, WA
📚 Qualifications & Training
1992 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia
2002 - Investment Planning 1 - - Integratec Training Pty Ltd
2002 - Retirement Planning & Principles course - - Integratec Training Pty Ltd
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2024 - Accredited Derivatives Adviser Level 2 (ADA2) - Other - SIAA
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.