BRIAN JAMES HENRY SMITH
Financial Adviser · Tamworth, NSW
📚 Qualifications & Training
1993 - Bachelor of Business (Agriculture Commerce) - Bachelor Degree (AQF 7) - University of New England
2011 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Intellitrain
2011 - RG146 Securities & Derivatives - Diploma (AQF 5) - MLC ThreeSixty
2016 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Australia
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.