BRODIE HAROLD
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2019 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - The University of Queensland
2022 - ns Accredited Derivatives Adviser Level 1 - Other - Kaplan Professional
2023 - Tier 1 Margin Lending - General Advice - Other - Kaplan Professional
2025 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Professional
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.