BRONWEN BATTY
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1996 - Certificate in a Financial Markets - - Securities Institute of Australia
2000 - Diploma Financial Markets - - Securities Institute of Aust.
2000 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute Education
2005 - CFP Program - - Fpa/Deakin University
2005 - Certified Financial Planner - Professional Designations - Financial Planning Association
2009 - Aged Care Specialist - - Strategy Steps
2010 - Margin Lending and Geared Investments - Professional Designations - Kaplan Professional
2012 - SMSF Specialist - - Candish
2013 - SMSF Course - Certificate (AQF 1-4) - University of Adelaide
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.