CARL ANTHONY DAFFY
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
1991 - Bachelor of Business in Banking and Finance - Bachelor Degree (AQF 7) - Victoria University
2010 - Margin Lending Accreditation Program - Certificate (AQF 1-4) - Stockbrokers Association of Australia
2010 - Professional Diploma in Stockbroking - Certificate (AQF 1-4) - Stockbrokers Association of Australia
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.