CARL RONALD SMITH
Financial Adviser ยท Brisbane City, QLD
๐ Qualifications & Training
2016 - Diploma of Financial Planning - - Kaplan
2025 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
โน๏ธ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.