CARL STUART WADE

Financial Adviser · Toowoomba, QLD

Registered

Registration Number

001007528

Registration Status

Registered

Location

Toowoomba, QLD 4350

Providing Advice Since

2004

Registration Date

07/03/2019

Financial Services Licensee

CAPSTONE FINANCIAL PLANNING PTY LTD

Licence #000223135

📚 Qualifications & Training

2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education
2010 - Margin Lending and Geared Investments - - Kaplan Professional
2015 - Advanced Diploma of Financial Planning - - Mentor Education
2015 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor Education
2017 - Accredited Listed Product Adviser Program (ALPA) - - Kaplan Professional

🏢 Professional Memberships

Financial Advice Association of Australia (FAAA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.