CARLO SANTOS
Financial Adviser · Varsity Lakes, QLD
📚 Qualifications & Training
2020 - 2105AFE Introduction to Business Law - Other - Griffith University
2020 - 3106AFE Revenue Law: Theory & Policy - Other - Griffith University
2020 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University
2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.