CAROLINE BROWN
Financial Adviser · Caves Beach, NSW
📚 Qualifications & Training
2002 - Diploma of Financial Planning - - FPA
2010 - Margin Lending & Geared Investments - - Kaplan
2010 - SMSF - - Kaplan
2012 - Cert IV in Finance & Mortgage Broking - - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.