CAROLINE DEANNA REES
Financial Adviser · Brisbane, QLD
📚 Qualifications & Training
2005 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia
2008 - CFP® Certification Program - - FPA
2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia
2011 - Margin Lending and Geared Investments - - Kaplan Professional
2011 - Margin Lending and Geared Investments - Other - Kaplan Professional
2014 - Self Managed Superannuation Fund - - Kaplan Professional
2014 - TASA and the TPB Code of Professional Conduct - - Kaplan Professional
2023 - Aged Care Steps (ACS) Accredited Aged Care Professional Program - Other - Aged Care Steps
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.