CATHERINE ODETTE WELLS
Financial Adviser Ā· Adelaide, SA
š Qualifications & Training
2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional
2009 - ASX Accredited Listed Products Adviser Program - Other - Kaplan Professional
2011 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT)
2012 - Margin Lending Course - Other - Kaplan Professional
2012 - Self Managed Superannuation Funds Course - Other - Kaplan Professional
2019 - SMSF Specialist Advisor Accreditation Program - Professional Designations - SMSF Association
2020 - Ethics and Professionalism in Financial Advice Course (FPC002B) - Bridging Course - Ethics - Kaplan Higher Education
š¢ Professional Memberships
Financial Advice Association of Australia (FAAA)
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.