CHAD THOMAS-COOK

Financial Adviser · Newcastle, NSW

Registered

Registration Number

001241665

Registration Status

Registered

Location

Newcastle, NSW 2300

Providing Advice Since

2016

Registration Date

21/12/2018

Financial Services Licensee

MAXIM PRIVATE CLIENTS PTY LIMITED

Licence #000511972

📚 Qualifications & Training

2005 - Bachelor of Finance - - Newcastle University
2011 - Advanced Diploma of Financial Planning - - Kaplan
2026 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.