CHAO LI
Financial Adviser · Docklands, VIC
📚 Qualifications & Training
2009 - BSB111.4 Business Law and Ethics - Bachelor Degree (AQF 7) - Queensland University of Technology
2009 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology
2014 - Master of Accounting - Masters Degree (AQF 9) - Victoria University
2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology
2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology
2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2024 - Accredited Aged Care Professional Program - Other - Aged Care Steps
2025 - TFA Tax for Financial Advising - Other - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.