CHARLES CROXON POOLMAN
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1995 - Certificate II in Financial Markets - - Securities Institute of Australia
2006 - SDIA RG146 Accreditation Program - Other - SDIA
2010 - Margin Lending Accreditation - Other - Deakin Prime
2011 - Professional Diploma in Stockbroking - - DeakinPrime
2013 - 924 Superannuation and Skills - Other - Kaplan
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.