CHARLES SMALLHORN
Financial Adviser · Brisbane, QLD
📚 Qualifications & Training
1998 - Bachelor of Arts - - University of Queensland
2001 - Bachelor of Economics - - University of Queensland
2004 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia
2026 - Commercial Law - Other - Kaplan Professional
2026 - Tax for Financial Advising - Other - Kaplan Professional
🏢 Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.